ASQUIRE WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Rosedale Studios

  Rosedale Road

  Richmond

  Richmond Upon Thames

  TW9 2SX

  UNITED KINGDOM

  Phone

  +4408000129016

  Web

  https://www.asquirewealth.com

• Complaints Contact

  Rosedale Studios

  Rosedale Road

  Richmond

  Richmond Upon Thames

  TW9 2SX

  UNITED KINGDOM

  Phone

  +4408000129016

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert James Hawkins

  IRN RJH00074

  • [FCA CF] Client dealing (22 Jun 2023 to 9 Jan 2026)
  • [FCA CF] Functions requiring qualifications (22 Jun 2023 to 9 Jan 2026)
• Sachin Dileep Pattni

  IRN SXP01459

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 Jul 2024)
  • [FCA CF] Significant management (since 6 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
  • [FCA CF] Material risk taker (7 Apr 2020 to 31 May 2022)
  • Responsibility for MCD Intermediation (7 Apr 2020 to 31 May 2022)
  • Responsible for Insurance Distribution (7 Apr 2020 to 31 May 2022)
  • SMF3 Executive Director (7 Apr 2020 to 31 May 2022)
  • [FCA CF] Client dealing (7 Apr 2020 to 31 May 2022)
  • [FCA CF] Manager of certification employee (7 Apr 2020 to 31 May 2022)
  • [FCA CF] Significant management (10 Dec 2019 to 31 May 2022)
  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 31 May 2022)
  • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
• Salik Kadri

  IRN SAK01157

  • CF10 Compliance Oversight (4 Oct 2016 to 8 Feb 2017)
  • CF11 Money Laundering Reporting (4 Oct 2016 to 8 Feb 2017)
  • CF1 Director (4 Oct 2016 to 8 Feb 2017)
  • CF30 Customer (26 Aug 2015 to 10 Mar 2017)
• Samantha Kmieciak

  IRN SMJ01105

  • Responsibility for MCD Intermediation (29 Jun 2022 to 28 Jul 2023)
  • [FCA CF] Functions requiring qualifications (6 Aug 2021 to 30 Dec 2022)
  • [FCA CF] Client dealing (6 Aug 2021 to 30 Dec 2022)
• Tin Lok Lam

  IRN TXL00332

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Aug 2025)
  • SMF16 Compliance Oversight (since 22 Aug 2025)
• Utpal Chatterjee

  IRN CXU01021

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Sep 2025)
  • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jun 2015 to 30 Sep 2018)
  • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jun 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2015 to 8 Dec 2019)
• Vinay Mahant

  IRN MXV00211

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 30 May 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Oct 2024)
• Yateev Valand

  IRN YXV01031

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF1 Director (12 Jul 2017 to 8 Dec 2019)

No changes recorded yet.