Sachin Dileep Pattni

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IAS FINANCIAL PLANNING LIMITED

    FRN 610290

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
    • [FCA CF] Client dealing (since 31 Mar 2026)
    • [FCA CF] Material risk taker (since 31 Mar 2026)
    • [FCA CF] Significant management (since 31 Mar 2026)
  • ASQUIRE WEALTH MANAGEMENT LIMITED

    FRN 671841

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 22 Jul 2024)
    • [FCA CF] Significant management (since 6 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Apr 2020 to 31 May 2022)
    • Responsibility for MCD Intermediation (7 Apr 2020 to 31 May 2022)
    • Responsible for Insurance Distribution (7 Apr 2020 to 31 May 2022)
    • [FCA CF] Client dealing (7 Apr 2020 to 31 May 2022)
    • SMF3 Executive Director (7 Apr 2020 to 31 May 2022)
    • [FCA CF] Material risk taker (7 Apr 2020 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 31 May 2022)
    • [FCA CF] Significant management (10 Dec 2019 to 31 May 2022)
    • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
  • CADE AND CO LLP

    FRN 502829

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 26 Apr 2023)
    • [FCA CF] Significant management (since 26 Apr 2023)
    • [FCA CF] Client dealing (since 6 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2023)
  • Quorum Capital Limited

    FRN 601037

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2020)
    • CF10 Compliance Oversight (12 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Feb 2015 to 8 Dec 2019)
    • CF1 Director (11 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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