Samantha Kmieciak

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegis Financial Planning Limited

    FRN 624298

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Mar 2024)
  • Beacon Wealth Management Limited (no longer approved here)

    FRN 526604

    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 22 Mar 2024)
    • [FCA CF] Client dealing (3 Jan 2023 to 22 Mar 2024)
  • ASQUIRE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 671841

    • Responsibility for MCD Intermediation (29 Jun 2022 to 28 Jul 2023)
    • [FCA CF] Functions requiring qualifications (6 Aug 2021 to 30 Dec 2022)
    • [FCA CF] Client dealing (6 Aug 2021 to 30 Dec 2022)
  • CADE AND CO LLP (no longer approved here)

    FRN 502829

    • [FCA CF] Client dealing (1 Apr 2021 to 27 Feb 2023)
    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 27 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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