Aspen Managing Agency Limited

• Principal Place of Business

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848000

  Web

  https://www.aspen.co

• Complaints Contact

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848573

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Lloyd's Syndicate Management

  For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Mark Lambert

  IRN MXL00462

  • [PRA CF] Key function holder (30 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Significant management (30 Dec 2019 to 31 Mar 2025)
• Martin Gavin Jackson

  IRN MGJ01041

  • Responsible for Insurance Mediation (4 Jul 2016 to 1 Aug 2017)
  • SIMF22 Chief Underwriting Officer Function (4 Jul 2016 to 1 Aug 2017)
• Matthew Charles Yeldham

  IRN MCY01006

  • Responsible for Insurance Mediation (28 Mar 2008 to 31 Jan 2010)
  • CF1 Director (28 Mar 2008 to 31 Jan 2010)
• Mauro Signorelli

  IRN MXS01104

  • [FCA CF] Material risk taker (1 Sep 2019 to 25 Apr 2023)
  • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2019 to 25 Apr 2023)
• Michael Kemble

  IRN MXK00576

  • [FCA CF] Material risk taker (since 1 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2021)
• Michael Patrick Duffy

  IRN MPD01123

  • SMF14 Senior Independent Director (since 22 May 2023)
• Michael Roger Cain

  IRN MRC01172

  • SMF1 Chief Executive (10 Dec 2018 to 10 Nov 2020)
  • SIMF1 Chief Executive Function (10 Oct 2017 to 9 Dec 2018)
  • SIMF7 Group Entity Senior Insurance Manager Function (3 Oct 2016 to 30 Jun 2017)
• NICK MORTIMER

  IRN NXM00693

  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 22 Jul 2022)
  • [FCA CF] Material risk taker (10 Dec 2018 to 22 Jul 2022)
• Natalie Waller

  IRN LNW01003

  • SMF12 Chair of the Remuneration Committee (since 30 Apr 2022)
• Neil Stuart McGeachie

  IRN NXM00307

  • SMF24 Chief Operations (1 Jun 2022 to 1 May 2025)

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