Aspen Managing Agency Limited

• Principal Place of Business

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848000

  Web

  https://www.aspen.co

• Complaints Contact

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848573

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Lloyd's Syndicate Management

  For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Nicholas Brindley

  IRN NXB00393

  • [FCA CF] Material risk taker (since 1 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2021)
• Nick Macfarlane

  IRN NXM00416

  • [FCA CF] Material risk taker (since 1 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2021)
• Nigel Joseph Douty Terry

  IRN NJT01115

  • CF1 Director (5 Aug 2013 to 30 Nov 2015)
• Oliver Goodwin

  IRN OXG00050

  • [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2023)
  • [FCA CF] Material risk taker (since 3 Jan 2023)
• PETER EMBLIN

  IRN PXE00150

  • [FCA CF] Material risk taker (1 Sep 2019 to 31 Aug 2020)
  • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2019 to 31 Aug 2020)
• PETER SLOT

  IRN PXS00980

  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Apr 2020)
  • [FCA CF] Material risk taker (10 Dec 2018 to 30 Apr 2020)
• Paul Bland

  IRN PXB00520

  • [FCA CF] Material risk taker (1 Dec 2021 to 1 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2021 to 1 Aug 2025)
• Paul David Cooper

  IRN PDC01119

  • SMF14 Senior Independent Director (29 Nov 2021 to 7 May 2022)
• Paul Gatland

  IRN PXG00320

  • [FCA CF] Material risk taker (since 1 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2019)
• Paul Koslover

  IRN PXK01503

  • CF28 Systems and controls (9 May 2012 to 31 Jan 2013)

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