Aspen Managing Agency Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Paul Lucas
IRN PXL01761
- SIMF20 Chief Actuary Function (11 Jul 2017 to 16 Nov 2018)
Paul Richard Bradbrook
IRN PXB01971
- SMF2 Chief Finance (since 17 Dec 2024)
Penelope Margaret Shaw
IRN PMS01186
- SMF10 Chair of the Risk Committee (since 11 May 2022)
Peter David Webster
IRN PDW01078
- SMF9 Chair of the Governing Body (19 Dec 2019 to 1 Jul 2021)
- CF2 Non Executive Director (8 Aug 2013 to 6 Mar 2016)
Phillip Jones
IRN PXJ00206
- SMF7 Group Entity Senior Manager (2 May 2023 to 7 Mar 2026)
Polycarpos Christakis Frydas
IRN PCF01039
- SMF20 Chief Actuary (1 Feb 2019 to 25 Mar 2021)
- SIMF20 Chief Actuary Function (30 Jun 2016 to 11 Jul 2017)
- CF29 Significant management (25 Jan 2016 to 6 Mar 2016)
Richard David Houghton
IRN RDH01024
- CF1 Director (14 Dec 2009 to 1 Mar 2012)
Richard John Stafford Bucknall
IRN RJB01371
- CF2 Non Executive Director (28 Mar 2008 to 6 Mar 2016)
Richard Milner
IRN RXM87545
- SMF1 Chief Executive (10 Nov 2020 to 17 Jan 2024)
Richard Thornton
IRN RXT01794
- SIMF7 Group Entity Senior Insurance Manager Function (22 Mar 2017 to 6 Dec 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.