Natalie Waller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Social Finance Limited
FRN 497568
- Director of firm who is not a certification employee or a SMF manager (since 15 Jul 2025)
Aspen Insurance UK Limited
FRN 202644
- SMF12 Chair of the Remuneration Committee (since 30 Apr 2022)
- Director of firm who is not a certification employee or a SMF manager (since 30 Jan 2020)
Aspen Managing Agency Limited
FRN 478192
- SMF12 Chair of the Remuneration Committee (since 30 Apr 2022)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (1 Nov 2007 to 15 Jan 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.