Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ruth Berry

  IRN REB01053

  • CF21 Investment Adviser (12 Oct 2002 to 3 Nov 2005)
• Ryan Horne

  IRN RXH00153

  • [FCA CF] Client dealing (14 Jan 2020 to 23 Sep 2024)
• STUART STEVENSON

  IRN SJS01172

  • CF26 Customer Trading (1 May 2003 to 11 Oct 2004)
• Salim Captan

  IRN SXC01626

  • CF21 Investment Adviser (30 Apr 2003 to 28 Mar 2007)
• Samuel Boulton

  IRN SJB01684

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (23 Nov 2015 to 8 Dec 2019)
• Sarah Day

  IRN SXD00506

  • [FCA CF] Client dealing (since 17 Mar 2022)
• Sarah Elizabeth Thompson

  IRN SET01057

  • CF30 Customer (22 Oct 2009 to 12 Jun 2010)
• Scott Edmunds

  IRN SXE01303

  • CF29 Significant management (4 Jun 2010 to 30 Nov 2017)
• Sean Richardson

  IRN SXR01956

  • [FCA CF] Manager of certification employee (since 29 Jul 2022)
  • [FCA CF] Client dealing (since 29 Jul 2022)
  • CF30 Customer (24 Sep 2012 to 31 Mar 2017)
• Sergey Petrovich Yepifanov

  IRN SPY01006

  • CF21 Investment Adviser (13 Nov 2002 to 28 Sep 2004)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.