Date authorised
1 April 2013
Companies House
03491169
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aspect Capital
    10 Portman Square
    London
    Westminster
    W1H 6AZ
    UNITED KINGDOM
    Phone
    +4402071709700
  • Complaints Contact

    Aspect Capital
    10 Portman Square
    London
    Westminster
    W1H 6AZ
    UNITED KINGDOM
    Phone
    +4402071709700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shanna Brandenburger

    IRN SXB01776

    • CF21 Investment Adviser (19 Mar 2004 to 8 Jul 2005)
  • Sherif Mohamed Sherif Khalifa

    IRN SXK00823

    • [FCA CF] Algorithmic trading (since 30 Jul 2024)
  • Sidath Kurukulasooriya

    IRN SXK01448

    • CF30 Customer (8 Dec 2008 to 6 Apr 2010)
  • Silvia Stanescu

    IRN SXS03416

    • [FCA CF] Manager of certification employee (15 Dec 2023 to 24 Apr 2025)
    • [FCA CF] Significant management (16 Jun 2023 to 24 Apr 2025)
    • [FCA CF] Algorithmic trading (16 Jun 2023 to 24 Apr 2025)
    • [FCA CF] Client dealing (16 Jun 2023 to 24 Apr 2025)
  • Simon Ambrose Brown

    IRN SAB01363

    • CF29 Significant management (7 Nov 2011 to 29 Mar 2018)
  • Simon Michael Rockall

    IRN SMR01127

    • CF1 Director (18 Dec 2008 to 10 Jun 2011)
  • Simone Evelyne Van De Kamp

    IRN SEV01011

    • CF21 Investment Adviser (12 Jun 2007 to 27 Jul 2007)
  • Stavros Christodoulou

    IRN SXC01196

    • [FCA CF] Client dealing (since 11 Jul 2025)
    • [FCA CF] Algorithmic trading (since 30 Jul 2024)
  • Stephen Butler

    IRN SXB01579

    • CF30 Customer (1 Nov 2007 to 12 Jun 2014)
    • CF26 Customer Trading (22 Oct 2003 to 31 Oct 2007)
  • Stephen Martin

    IRN SXM03834

    • [FCA CF] Manager of certification employee (1 Nov 2021 to 26 Apr 2024)
    • [FCA CF] Client dealing (6 Apr 2021 to 26 Apr 2024)
    • CF30 Customer (15 Dec 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Horizon21 (no longer appointed)

    FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.