Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen William Wood

  IRN SWW01040

  • CF30 Customer (13 Aug 2010 to 8 Dec 2019)
• Stuart Michael Feerick

  IRN SMF01059

  • CF21 Investment Adviser (9 Jul 2002 to 31 Mar 2003)
• Stuart Richard Rex

  IRN SRR01043

  • CF26 Customer Trading (19 Apr 2004 to 15 Oct 2007)
• Suha Dawood Najjar

  IRN SXN01055

  • CF21 Investment Adviser (24 Oct 2002 to 24 Jul 2004)
• Sukhminder Cheema

  IRN SXC00659

  • [FCA CF] Significant management (since 11 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Nov 2023 to 31 Jul 2024)
  • SMF16 Compliance Oversight (23 Nov 2023 to 31 Jul 2024)
  • [FCA CF] Significant management (4 Oct 2021 to 31 Jul 2024)
• Sunny Vijay Ratilal

  IRN SXR01026

  • [FCA CF] Algorithmic trading (since 27 Oct 2025)
• Susie Horan

  IRN SCG01078

  • [FCA CF] Material risk taker (22 Nov 2021 to 29 Sep 2023)
  • [FCA CF] Algorithmic trading (22 Nov 2021 to 29 Sep 2023)
  • [FCA CF] Significant management (22 Nov 2021 to 29 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Sep 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Sep 2023)
  • CF10 Compliance Oversight (5 Jun 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Jun 2019 to 8 Dec 2019)
• Tarek Halawani Montes

  IRN TXH01190

  • CF21 Investment Adviser (22 Mar 2005 to 27 Jan 2006)
• Theo James Thomas Craig

  IRN TJC01125

  • CF26 Customer Trading (29 Dec 2003 to 14 Oct 2005)
  • CF21 Investment Adviser (13 Nov 2002 to 29 Dec 2003)
• Theodore Matthew Nyhus

  IRN TMN01016

  • CF30 Customer (5 Feb 2008 to 3 May 2013)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.