Aspect Capital Limited

• Principal Place of Business

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

  Web

  https://www.aspectcapital.com

• Complaints Contact

  Aspect Capital

  10 Portman Square

  London

  Westminster

  W1H 6AZ

  UNITED KINGDOM

  Phone

  +4402071709700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Edward Clarke

  IRN TXC00533

  • [FCA CF] Significant management (since 24 Nov 2025)
• Thomas Jonathan Coughlan

  IRN TJC01127

  • CF30 Customer (1 Nov 2007 to 23 Sep 2008)
  • CF26 Customer Trading (28 Oct 2005 to 31 Oct 2007)
• Timothy John Wareham

  IRN TXW01100

  • CF26 Customer Trading (22 Mar 2004 to 11 Mar 2005)
• Tricia Joanna Parish

  IRN TJP01085

  • CF21 Investment Adviser (30 Jul 2003 to 27 Jan 2006)
• Uchechi Chidi Ndukwe

  IRN UCN01000

  • CF27 Investment Management (13 May 2002 to 20 Jan 2004)
  • CF21 Investment Adviser (13 May 2002 to 18 Mar 2005)
  • CF20 Significant Mgt (Settlements) (16 Apr 2002 to 6 Nov 2002)
• Vikrant Bansal

  IRN VXB01119

  • CF27 Investment Management (10 Mar 2006 to 10 Jul 2007)
• Vitalij Sakovic

  IRN VXS00213

  • [FCA CF] Algorithmic trading (30 Jul 2024 to 19 Aug 2025)
• Wai Wah Cheung

  IRN WXC14387

  • [FCA CF] Algorithmic trading (since 16 Jun 2023)
  • [FCA CF] Client dealing (since 1 Feb 2020)
  • CF30 Customer (3 May 2019 to 8 Dec 2019)
• William Roberts

  IRN WXR00010

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 24 Jun 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 24 Jun 2022)
• Woodrow Hobson Barnes

  IRN WHB01009

  • CF30 Customer (16 Sep 2015 to 10 Mar 2016)

• Horizon21 (no longer appointed)

  FRN 431015 · Appointed 13 Apr 2005 · Until 19 May 2006

No changes recorded yet.