Thomas Jonathan Coughlan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 16 Oct 2017)
- [FCA CF] Manager of certification employee (since 16 Oct 2017)
- CF30 Customer (12 Aug 2013 to 6 Mar 2016)
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 16 Oct 2017)
- [FCA CF] Client dealing (since 16 Oct 2017)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (25 Nov 2010 to 5 Jul 2013)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (25 Nov 2010 to 5 Jul 2013)
Aspect Capital Limited (no longer approved here)
FRN 188395
- CF30 Customer (1 Nov 2007 to 23 Sep 2008)
- CF26 Customer Trading (28 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.