Susie Horan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • [FCA CF] Material risk taker (22 Nov 2021 to 29 Sep 2023)
    • [FCA CF] Algorithmic trading (22 Nov 2021 to 29 Sep 2023)
    • [FCA CF] Significant management (22 Nov 2021 to 29 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Sep 2023)
    • CF10 Compliance Oversight (5 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.