Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • [FCA CF] Client dealing (7 Mar 2016 to 29 Mar 2024)
    • CF30 Customer (25 Feb 2014 to 6 Mar 2016)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • CF30 Customer (14 Feb 2011 to 27 Jan 2014)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 25 Feb 2010)
    • CF26 Customer Trading (28 Feb 2005 to 31 Oct 2007)
  • Aspect Capital Limited (no longer approved here)

    FRN 188395

    • CF26 Customer Trading (1 May 2003 to 11 Oct 2004)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF26 Customer Trading (1 Dec 2001 to 12 Mar 2003)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.