Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 14 Nov 2019)
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- [FCA CF] Client dealing (8 Mar 2018 to 16 Aug 2019)
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- CF4 Partner (6 Jan 2010 to 19 Feb 2018)
- CF30 Customer (1 Nov 2007 to 18 Jul 2017)
- CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Oct 2002 to 3 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.