Ashwood Law Wealth Management Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Robert Grattage
IRN RAG00011
- (7)Employed By (since 8 May 2014)
Roy Pickering
IRN RXP00032
- (2)Employed By (11 Feb 2014 to 10 Jun 2014)
Sharon Burton
IRN SMW01125
- (3)Employed By (since 27 Mar 2014)
Simon Green
IRN SJG01332
- (13)Employed By (since 17 Jan 2022)
Spenser Miles Lees
IRN SML01115
- (13)Employed By (31 Jul 2016 to 4 May 2018)
Stanley Martyn Bailey
IRN SMB00019
- (2)Employed By (since 7 May 2014)
Stephen Burton
IRN SGB00008
- (8)Employed By (8 May 2012 to 31 Oct 2024)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.