Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 13 Apr 2016)
- CF30 Customer (since 13 Apr 2016)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 13 Apr 2016)
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Ashwood Law Wealth Management Ltd
FRN 538265
- (2)Employed By (since 7 May 2014)
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- CF1 Director (AR) (7 May 2014 to 1 Aug 2016)
- CF4 Partner (AR) (6 Apr 2011 to 1 Aug 2016)
- CF30 Customer (31 Mar 2011 to 1 Aug 2016)
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- Employed By (31 Mar 2011 to 1 Aug 2016)
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- Employed By (14 Nov 2005 to 30 Mar 2011)
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- CF4 Partner (14 Jan 2005 to 7 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (2)Employed By at Ashwood Law Wealth Management Ltd