Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Apr 2016)
    • CF30 Customer (since 13 Apr 2016)
    • CF1 Director (AR) (since 13 Apr 2016)
    • (2)Employed By (since 7 May 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (7 May 2014 to 1 Aug 2016)
    • CF4 Partner (AR) (6 Apr 2011 to 1 Aug 2016)
    • CF30 Customer (31 Mar 2011 to 1 Aug 2016)
  • Ashwood Law LLP (no longer approved here)

    FRN 544429

    • Employed By (31 Mar 2011 to 1 Aug 2016)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (14 Nov 2005 to 30 Mar 2011)
  • Ashwood Law (General Insurance Services) (no longer approved here)

    FRN 312188

    • CF4 Partner (14 Jan 2005 to 7 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (2)Employed By at Ashwood Law Wealth Management Ltd