Ashwood Law (General Insurance Services)

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ashwood Law House
    7 Newton Road
    Heather
    Coalville
    Leicestershire
    LE67 2RD
    UNITED KINGDOM
    Phone
    +4401530267190

  • Complaints Contact

    Ashwood Law House
    7 Newton Road
    Heather
    Coalville
    Leicestershire
    LE67 2RD
    UNITED KINGDOM
    Phone
    +4401530267190

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Swain

    IRN AXS02920

    • SMF27 Partner (9 Dec 2019 to 4 Mar 2024)
    • CF4 Partner (1 Mar 2011 to 8 Dec 2019)
  • James Timothy Walker

    IRN JTW01046

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (14 Oct 2008 to 14 Oct 2008)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Robert Anthony Lawson

    IRN RAL00012

    • SMF27 Partner (9 Dec 2019 to 27 Jan 2024)
    • CF28 Systems and controls (1 Nov 2007 to 10 Oct 2008)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Stanley Martyn Bailey

    IRN SMB00019

    • CF4 Partner (14 Jan 2005 to 7 Feb 2011)
  • Stephen Burton

    IRN SGB00008

    • CF11 Money Laundering Reporting (14 Jan 2005 to 10 Oct 2008)
    • CF4 Partner (14 Jan 2005 to 7 Feb 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.