Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF1 Director (AR) (since 13 Apr 2016)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 13 Apr 2016)
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Ashwood Law Wealth Management Ltd
FRN 538265
- (1)Employed By (since 8 May 2012)
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- SMF27 Partner (9 Dec 2019 to 27 Jan 2024)
- CF28 Systems and controls (1 Nov 2007 to 10 Oct 2008)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
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- CF4 Partner (AR) (6 Apr 2011 to 1 Aug 2016)
- CF1 Director (AR) (31 Mar 2011 to 1 Aug 2016)
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- Employed By (31 Mar 2011 to 22 Nov 2024)
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- Employed By (31 Mar 2011 to 1 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (1)Employed By at Ashwood Law Wealth Management Ltd