Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
- CF1 Director (AR) (13 Apr 2016 to 31 Oct 2024)
- CF30 Customer (13 Apr 2016 to 31 Oct 2024)
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- CF1 Director (AR) (13 Apr 2016 to 31 Oct 2024)
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- (8)Employed By (8 May 2012 to 31 Oct 2024)
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- CF4 Partner (AR) (6 Apr 2011 to 1 Aug 2016)
- CF30 Customer (31 Mar 2011 to 1 Aug 2016)
- CF1 Director (AR) (31 Mar 2011 to 1 Aug 2016)
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- Employed By (31 Mar 2011 to 1 Aug 2016)
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- CF11 Money Laundering Reporting (14 Jan 2005 to 10 Oct 2008)
- CF4 Partner (14 Jan 2005 to 7 Feb 2011)
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- Employed By (13 Jul 2004 to 2 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (8)Employed By at Ashwood Law Wealth Management Ltd