Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 May 2016)
    • CF1 Director (AR) (since 6 May 2016)
    • CF1 Director (AR) (since 6 May 2016)
    • (7)Employed By (since 8 May 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (8 May 2014 to 1 Aug 2016)
    • CF4 Partner (AR) (12 Apr 2011 to 1 Aug 2016)
    • CF30 Customer (30 Mar 2011 to 1 Aug 2016)
  • Ashwood Law LLP (no longer approved here)

    FRN 544429

    • Employed By (30 Mar 2011 to 1 Aug 2016)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (12 Jun 2003 to 2 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (7)Employed By at Ashwood Law Wealth Management Ltd