Ascot Lloyd Limited

• Principal Place of Business

  Ascot Lloyd, 45 Church Street

  Birmingham

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

  Web

  https://www.ascotlloyd.co.uk

• Complaints Contact

  Ascot Lloyd, 45 Church Street

  Birmingham

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Doreen Baley

  IRN DXB00556

  • [FCA CF] Significant management (1 Oct 2021 to 31 Jan 2022)
• Duncan Keith Gregory

  IRN DKG01012

  • [FCA CF] Manager of certification employee (29 Mar 2023 to 14 Nov 2023)
  • [FCA CF] Client dealing (22 Aug 2022 to 18 Nov 2022)
  • [FCA CF] Significant management (22 Aug 2022 to 31 Oct 2025)
  • [FCA CF] Functions requiring qualifications (22 Aug 2022 to 18 Nov 2022)
• Duncan Morrison Brown

  IRN DMB00015

  • CF30 Customer (15 Apr 2014 to 31 Dec 2014)
• Eden Scrivenger

  IRN EXS00068

  • SMF3 Executive Director (since 30 Sep 2025)
  • SMF24 Chief Operations (since 30 Sep 2025)
• Edward Brown

  IRN EXB00386

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
  • [FCA CF] Client dealing (since 15 Nov 2023)
• Edward Cottington

  IRN EXC14555

  • [FCA CF] Functions requiring qualifications (16 Mar 2020 to 19 Mar 2021)
  • [FCA CF] Client dealing (16 Mar 2020 to 19 Mar 2021)
• Edward Lyons

  IRN EXL00264

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2025)
  • [FCA CF] Client dealing (since 2 Oct 2025)
• Edward Richard James Lane

  IRN ERL01017

  • CF30 Customer (1 Oct 2012 to 1 Aug 2014)
• Edward Thomas Dowden

  IRN ETD01003

  • CF30 Customer (9 Jan 2018 to 29 Jun 2018)
• Elizabeth Mary Hanna

  IRN EMH01051

  • [FCA CF] Client dealing (3 Aug 2021 to 9 Sep 2022)
  • [FCA CF] Functions requiring qualifications (3 Aug 2021 to 9 Sep 2022)

• Calculis Financial Planning Limited (no longer appointed)

  FRN 920209 · Appointed 1 Apr 2020 · Until 5 May 2020

• Fitzrovia Financial Services Limited (no longer appointed)

  FRN 196973 · Appointed 5 Jun 2019 · Until 30 Nov 2022

No changes recorded yet.