Duncan Keith Gregory

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Manager of certification employee (29 Mar 2023 to 14 Nov 2023)
    • [FCA CF] Client dealing (22 Aug 2022 to 18 Nov 2022)
    • [FCA CF] Functions requiring qualifications (22 Aug 2022 to 18 Nov 2022)
    • [FCA CF] Significant management (22 Aug 2022 to 31 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (19 Jan 2010 to 2 May 2014)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF16 Significant Mgt (Desgntd Investment Business) (5 Feb 2004 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.