Edward Richard James Lane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2022)
    • [FCA CF] Client dealing (since 2 Feb 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 May 2016 to 10 Feb 2017)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (13 May 2016 to 10 Feb 2017)
  • Laithwaite Financial Services Limited (no longer approved here)

    FRN 225044

    • CF30 Customer (17 Aug 2015 to 26 Jan 2016)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (5 Dec 2014 to 5 Jun 2015)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (1 Oct 2012 to 1 Aug 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (24 Jun 2011 to 8 Nov 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (5 Jun 2009 to 21 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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