ASCOT LLOYD FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Ascot Lloyd

  45 Church Street

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• Complaints Contact

  Ascot Lloyd

  45 Church Street

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Desmond Michael Murray

  IRN DMM00036

  • CF21 Investment Adviser (9 Sep 2002 to 1 Sep 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
• Donna Dee Jackson

  IRN DDK01003

  • [FCA CF] Client dealing (5 Oct 2023 to 16 Sep 2024)
  • [FCA CF] Functions requiring qualifications (5 Oct 2023 to 16 Sep 2024)
• Donna Liddle

  IRN DXL00310

  • [FCA CF] Significant management (13 Jun 2022 to 1 Jul 2024)
• Douglas Tennant

  IRN DXT86677

  • [FCA CF] Significant management (2 Jun 2020 to 31 Mar 2024)
• Duncan Ainsley Jones

  IRN DAJ00012

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2025)
  • CF30 Customer (4 Oct 2010 to 8 Dec 2019)
• Duncan Richard Notley Wells

  IRN DRW01156

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
  • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
• Eden Scrivenger

  IRN EXS00068

  • SMF3 Executive Director (since 11 Feb 2026)
• Edward Mark Tomlinson

  IRN EMT00006

  • CF21 Investment Adviser (7 Apr 2003 to 2 Jun 2006)
  • CF22 Investment Adviser (Trainee) (1 Nov 2002 to 7 Apr 2003)
• Edward Richard James Lane

  IRN ERL01017

  • CF30 Customer (5 Dec 2014 to 5 Jun 2015)
• Eleanor Carol Malcolmson

  IRN CEM00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jan 2023)
  • CF30 Customer (6 Jul 2019 to 8 Dec 2019)

No changes recorded yet.