Duncan Richard Notley Wells

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 6 May 2025)
- CF1 Director (AR) (since 27 Mar 2025)
- CF30 Customer (since 27 Mar 2025)
White Horse Wealth Management Ltd
FRN 1027535
- Employed By (since 27 Mar 2025)
ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 144519
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
- CF30 Customer (21 Sep 2018 to 8 Dec 2019)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (18 Oct 2010 to 2 May 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.