Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Alexander Foster

    IRN JAF01097

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Apr 2005 to 31 Oct 2007)
  • James Andrew Cannon

    IRN JAC01430

    • [FCA CF] Manager of certification employee (since 13 Sep 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Oct 2019 to 8 Dec 2019)
  • James Davidson

    IRN JGD01039

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • James Dudgeon

    IRN JAD01299

    • [FCA CF] Client dealing (since 22 Sep 2022)
  • James Hardinge Houssemayne Du Boulay

    IRN JHD01035

    • CF21 Investment Adviser (23 Dec 2002 to 31 Jan 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Dec 2002)
  • James Lindsay

    IRN JXL00406

    • [FCA CF] Client dealing (since 1 Sep 2021)
  • James Ricardo Martinelli

    IRN JRM01177

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2020)
  • James Young

    IRN JDY01010

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Sep 2020)
  • Janneke Munnik

    IRN JXM03904

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2020)
  • Jasper Luke Berens

    IRN JLB01178

    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2020)
    • CF1 Director (1 Oct 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.