Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip John Wolstencroft

    IRN PJW01134

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Sep 2002 to 31 Oct 2007)
  • Raheel Altaf

    IRN RXA01394

    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [FCA CF] Significant management (since 1 Apr 2024)
    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • Ralph Mahood

    IRN RXM00276

    • [FCA CF] Client dealing (since 23 May 2023)
  • Rebecca Young

    IRN RXM02430

    • [FCA CF] Client dealing (19 Nov 2021 to 16 Oct 2023)
    • [FCA CF] Significant management (19 Nov 2021 to 16 Oct 2023)
  • Richard Anthony Cansell

    IRN RAC01142

    • CF30 Customer (29 Sep 2010 to 15 Mar 2016)
  • Richard David Walter Haas

    IRN RDH01028

    • CF13 Finance (1 Dec 2001 to 9 Sep 2002)
    • CF1 Director (1 Dec 2001 to 30 Aug 2002)
  • Richard John Hulf

    IRN RJH01271

    • CF30 Customer (2 Jun 2011 to 31 Jul 2019)
  • Richard John Turpin

    IRN RJT01071

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Oct 2018)
    • CF1 Director (1 Dec 2001 to 31 Oct 2018)
  • Richard Wilson

    IRN RXW01277

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2025)
    • CF30 Customer (29 Sep 2010 to 8 Dec 2019)
  • Robert Eiichi Bowie

    IRN REB01039

    • CF27 Investment Management (11 Feb 2002 to 29 Apr 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.