Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [FCA CF] Significant management (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [FCA CF] Significant management (since 1 Apr 2024)
    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF30 Customer (31 Oct 2011 to 18 Sep 2013)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.