Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Artemis Fund Managers Limited
FRN 122448
- [FCA CF] Manager of certification employee (since 1 Apr 2024)
- [FCA CF] Material risk taker (since 1 Apr 2024)
- [FCA CF] Significant management (since 1 Apr 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Jun 2014 to 8 Dec 2019)
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Artemis Investment Management LLP
FRN 523180
- [FCA CF] Material risk taker (since 1 Apr 2024)
- [FCA CF] Significant management (since 1 Apr 2024)
- [FCA CF] Manager of certification employee (since 1 Apr 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Jun 2014 to 8 Dec 2019)
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- CF30 Customer (31 Oct 2011 to 18 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.