Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rona Helen Grant

    IRN RHG01033

    • CF10 Compliance Oversight (2 Sep 2002 to 21 Jul 2003)
  • Rosalie Brown

    IRN RXH01903

    • [FCA CF] Client dealing (since 6 Aug 2021)
  • Rosanna Burcheri

    IRN RXB01427

    • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
    • CF30 Customer (3 Oct 2011 to 8 Dec 2019)
  • Ross Gordon Millar

    IRN RXM07066

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2025)
    • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
    • CF28 Systems and controls (6 Nov 2019 to 8 Dec 2019)
  • Ruth Louise Keattch

    IRN RXK01165

    • CF1 Director (8 Apr 2014 to 4 Jan 2016)
    • CF30 Customer (29 Sep 2010 to 4 Jan 2016)
  • Ryan Paul Smith

    IRN RXS00212

    • [FCA CF] Client dealing (29 Mar 2021 to 11 Mar 2024)
  • Sacha El Khoury

    IRN SXE01328

    • [FCA CF] Client dealing (5 May 2023 to 15 Oct 2025)
    • [FCA CF] Manager of certification employee (5 May 2023 to 30 Nov 2024)
  • Samuel Edward Morley

    IRN SEM01099

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2020)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Sheena Mary Kelman

    IRN SMK01031

    • [FCA CF] Significant management (9 Dec 2019 to 29 Nov 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Nov 2024)
  • Sheenagh Dougall

    IRN SXD00402

    • SMF3 Executive Director (since 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (30 Sep 2021 to 31 Mar 2024)
    • [FCA CF] CASS oversight function (30 Sep 2021 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (29 Jun 2021 to 31 Mar 2024)
    • [FCA CF] Significant management (29 Jun 2021 to 31 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.