Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Juniper Partners Limited (no longer approved here)

    FRN 613546

    • SMF16 Compliance Oversight (8 Feb 2021 to 1 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2025)
    • CF11 Money Laundering Reporting (10 Dec 2018 to 8 Dec 2019)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • CF10 Compliance Oversight (2 Sep 2002 to 21 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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