Arion Investment Management Limited

• Principal Place of Business

  24 Old Burlington Street

  London

  W1S 3AW

  UNITED KINGDOM

  Phone

  +4402038879818

  Web

  https://www.arioninvestmentmanagement.com

• Complaints Contact

  24 Old Burlington Street

  London

  W1S 3AW

  UNITED KINGDOM

  Phone

  +4402038879818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gautam Manisekaran Gowda

  IRN GXG00118

  • [FCA CF] Client dealing (9 Dec 2020 to 3 Aug 2022)
• George Pressley Taylor

  IRN GXT11103

  • Director of firm who is not a certification employee or a SMF manager (since 12 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 12 Feb 2024)
  • CF2 Non Executive Director (18 Mar 2019 to 8 Dec 2019)
• Gerardo Tarricone

  IRN GXT01408

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Oct 2020)
  • CF11 Money Laundering Reporting (4 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
  • CF1 Director (4 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jul 2016 to 8 Dec 2019)
  • CF3 Chief Executive (4 Jul 2016 to 8 Dec 2019)
• Giorgio Viva

  IRN GXV01233

  • Director of firm who is not a certification employee or a SMF manager (20 Dec 2020 to 16 May 2023)
  • CF2 Non Executive Director (4 Jul 2016 to 8 Dec 2019)
• Heiju Song

  IRN HXS02097

  • CF30 Customer (5 Jul 2017 to 25 Sep 2017)
• Ian Andrew Fridlington

  IRN IAF01005

  • [FCA CF] Client dealing (9 Dec 2020 to 28 Jul 2021)
  • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
• James Edward Carter

  IRN JEC01288

  • [FCA CF] Client dealing (22 Mar 2023 to 6 Feb 2024)
• James Pardeep Mann

  IRN JPM01338

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
• James Purdie

  IRN JXP02504

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Aug 2020)
  • SMF16 Compliance Oversight (since 24 Aug 2020)
  • CF30 Customer (12 May 2017 to 8 Dec 2019)
• Janay Bhudia

  IRN JXB00896

  • [FCA CF] Client dealing (19 Oct 2021 to 18 Aug 2025)

No changes recorded yet.