Gerardo Tarricone

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arion Investment Management Limited

    FRN 742037

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Oct 2020)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
    • CF1 Director (4 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2016 to 8 Dec 2019)
    • CF3 Chief Executive (4 Jul 2016 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (4 Oct 2013 to 28 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.