Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 13 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • Arion Investment Management Limited (no longer approved here)

    FRN 742037

    • [FCA CF] Client dealing (9 Dec 2020 to 28 Jul 2021)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
  • Ucapital Asset Management LLP (no longer approved here)

    FRN 477155

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2022)
    • CF30 Customer (13 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.