Argentis Financial Planning Ltd

• Principal Place of Business

  5 Lancer House

  Westside View

  Waterlooville

  Hampshire

  PO7 7SE

  UNITED KINGDOM

  Phone

  +442392231448

  Web

  https://www.argentis.co.uk

• Complaints Contact

  5 Lancer House

  Westside View

  Waterlooville

  Hampshire

  PO7 7SE

  UNITED KINGDOM

  Phone

  +442392231448

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shah Mir

  IRN SAM01403

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 15 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
• Shirley Chowney-Cooke

  IRN SXC00566

  • [FCA CF] Manager of certification employee (17 Dec 2020 to 31 May 2024)
• Simon Charles Farrant

  IRN SCF00008

  • [FCA CF] Manager of certification employee (since 19 Sep 2025)
  • [FCA CF] Client dealing (19 Sep 2025 to 31 Dec 2025)
  • [FCA CF] Functions requiring qualifications (19 Sep 2025 to 31 Dec 2025)
• Simon John Waters

  IRN SJW01388

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 23 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 23 Aug 2022)
• Sonal Mansukh Bhudia

  IRN SXB01111

  • [FCA CF] Client dealing (1 Feb 2024 to 26 Feb 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 26 Feb 2024)
• Spencer Paul Bennett

  IRN SPB00021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 22 May 2023)
  • [FCA CF] Client dealing (since 22 May 2023)
• Stephane Boiron

  IRN SXB01096

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 8 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 8 Dec 2022)
• Susan Swan

  IRN SXS05710

  • [FCA CF] Material risk taker (since 17 Nov 2025)
  • [FCA CF] Significant management (since 19 Sep 2025)
• Thomas Salt

  IRN TXS04167

  • [FCA CF] Significant management (since 19 Sep 2025)
  • [FCA CF] Material risk taker (since 19 Sep 2025)
• Tomas Care

  IRN TXC00314

  • [FCA CF] Functions requiring qualifications (30 Jan 2023 to 20 Jun 2024)
  • [FCA CF] Client dealing (30 Jan 2023 to 20 Jun 2024)

No changes recorded yet.