Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Argentis Wealth Management Ltd
FRN 419331
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
- [FCA CF] Client dealing (since 17 Feb 2025)
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Argentis Financial Planning Ltd
FRN 624277
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 22 May 2023)
- [FCA CF] Client dealing (since 22 May 2023)
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- CF30 Customer (12 Oct 2015 to 24 Jul 2017)
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- CF30 Customer (10 Nov 2010 to 1 Jul 2015)
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- Employed By (10 Nov 2010 to 1 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 15 Oct 2009)
- CF21 Investment Adviser (3 Jun 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.