Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
    • [FCA CF] Client dealing (since 17 Feb 2025)
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 May 2023)
    • [FCA CF] Client dealing (since 22 May 2023)
  • JMG Insurance Brokers Limited (no longer approved here)

    FRN 116687

    • CF30 Customer (12 Oct 2015 to 24 Jul 2017)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF30 Customer (10 Nov 2010 to 1 Jul 2015)
  • Chartford Financial Management Ltd (no longer approved here)

    FRN 192085

    • Employed By (10 Nov 2010 to 1 Jul 2015)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 15 Oct 2009)
    • CF21 Investment Adviser (3 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.