Argentis Financial Planning Ltd

• Principal Place of Business

  5 Lancer House

  Westside View

  Waterlooville

  Hampshire

  PO7 7SE

  UNITED KINGDOM

  Phone

  +442392231448

  Web

  https://www.argentis.co.uk

• Complaints Contact

  5 Lancer House

  Westside View

  Waterlooville

  Hampshire

  PO7 7SE

  UNITED KINGDOM

  Phone

  +442392231448

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Anthony George Moakes

  IRN DAM00073

  • [FCA CF] Manager of certification employee (since 19 Sep 2025)
• Daniel Mark Whitton

  IRN DMW01230

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Jul 2025)
  • [FCA CF] Client dealing (since 3 Jul 2025)
• David Alyn Phillips

  IRN DAP00014

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2021)
• David Anthony Gomez

  IRN DAG00004

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2025)
• David John Berry

  IRN DXB01950

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Aug 2024)
• David Wood

  IRN DJW00058

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
• Diana Patricia Head

  IRN DPH01100

  • CF1 Director (4 Nov 2014 to 29 Aug 2018)
• Duncan James Mackay

  IRN DJM01524

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Dec 2023)
• Edward John Renwick

  IRN EXR00253

  • SMF3 Executive Director (since 14 May 2025)
• Elizabeth Frances Thomas

  IRN EXT00166

  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jul 2023 to 1 Mar 2025)
  • Responsible for Insurance Distribution (21 Jul 2023 to 1 Mar 2025)
  • SMF16 Compliance Oversight (21 Jul 2023 to 1 Mar 2025)

No changes recorded yet.