Aretian Wealth Management Limited

• Principal Place of Business

  1 Long Lane

  London

  SE1 4PG

  UNITED KINGDOM

  Phone

  +442045264444

  Web

  https://www.aretianwealth.co.uk

• Complaints Contact

  1 Long Lane

  London

  SE1 4PG

  UNITED KINGDOM

  Phone

  +442045264444

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joshua Cox

  IRN JXC03309

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
  • [FCA CF] Client dealing (since 6 Jan 2025)
• Michelle Harsum

  IRN MXH00257

  • SMF3 Executive Director (since 16 Feb 2022)
• Nicholas Cotter

  IRN NXC01475

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 16 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
• Olanrewaju Mark Oyebanjo

  IRN OXO00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 16 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
• Paul Harsum

  IRN PDH01129

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 16 Feb 2022)
  • [FCA CF] Client dealing (since 16 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
  • Responsible for Insurance Distribution (since 16 Feb 2022)
  • SMF16 Compliance Oversight (since 16 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2022)

No changes recorded yet.