Nicholas Cotter

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aretian Wealth Management Limited

    FRN 960483

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
    • [FCA CF] Client dealing (since 16 Feb 2022)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Jan 2013 to 1 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.