Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Aretian Wealth Management Limited
FRN 960483
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 16 Feb 2022)
- [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
-
- [FCA CF] Client dealing (21 Apr 2020 to 30 Nov 2020)
- [FCA CF] Functions requiring qualifications (21 Apr 2020 to 30 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.