Paul Harsum

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aretian Wealth Management Limited

    FRN 960483

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2022)
    • Responsible for Insurance Distribution (since 16 Feb 2022)
    • SMF16 Compliance Oversight (since 16 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2022)
    • SMF3 Executive Director (since 16 Feb 2022)
    • [FCA CF] Client dealing (since 16 Feb 2022)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2021)
    • CF30 Customer (21 Mar 2013 to 30 Jun 2021)
  • David Allard (no longer approved here)

    FRN 401676

    • Employed By (16 Jan 2012 to 13 Feb 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Jan 2008 to 13 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.