Arete Research Services LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Julia Kathryn Anne Ashworth
IRN JKA01008
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (3 Aug 2011 to 8 Dec 2019)
Karina Alexandra Byrkjeland Sutija
IRN KAS01183
- CF30 Customer (28 Nov 2017 to 8 Dec 2019)
Lee Simpson
IRN LJS01087
- CF21 Investment Adviser (14 Jan 2005 to 14 Jun 2006)
- CF4 Partner (14 Jan 2005 to 14 Jun 2006)
Louis Citroen
IRN LXC01632
- CF30 Customer (17 Feb 2014 to 6 Dec 2018)
Louis Edmond Etienne Lardenois
IRN LEL01020
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (29 Nov 2016 to 8 Dec 2019)
Lucy Hewetson
IRN LXH00242
- [FCA CF] Client dealing (since 4 Jan 2021)
Martin Alipiev
IRN MXA03891
- CF30 Customer (23 Jan 2017 to 8 Dec 2019)
Martin Paul O'Sullivan
IRN MPO01031
- CF30 Customer (1 Nov 2007 to 26 Sep 2008)
- CF22 Investment Adviser (Trainee) (20 Oct 2006 to 31 Oct 2007)
Michael Anthony Kobal
IRN MAK01153
- CF4 Partner (16 Nov 2007 to 15 Feb 2008)
- CF30 Customer (16 Nov 2007 to 15 Feb 2008)
Michael Francis Dillon
IRN MFD01014
- CF4 Partner (4 Apr 2003 to 1 Aug 2005)
- CF21 Investment Adviser (5 Dec 2002 to 1 Aug 2005)

Smaller firms operating under this firm's FCA authorisation.

Frans Hoyer (no longer appointed)
FRN 424173 · Appointed 21 Jan 2005 · Until 10 Sep 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.