Arete Research Services LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Murray Ralph MacDonald
IRN MRM01097
- CF4 Partner (1 Jan 2003 to 1 Sep 2004)
Namhyung Kim
IRN NXK01436
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (30 Sep 2013 to 8 Dec 2019)
Nicholas John Farquhar Anderson
IRN NJA01022
- CF30 Customer (28 Jan 2010 to 16 Aug 2010)
- CF4 Partner (28 Jan 2010 to 16 Aug 2010)
Oliver Theodore Lester
IRN OXL00040
- [FCA CF] Client dealing (since 7 Dec 2022)
Patrick Edwin Ronald Colville
IRN PEC01072
- CF30 Customer (3 Jul 2013 to 8 Dec 2019)
Patrick Mayne Gibson
IRN PMG01085
- CF30 Customer (7 May 2014 to 4 May 2016)
Paul Ciraolo
IRN PXC01379
- CF4 Partner (5 Dec 2002 to 7 May 2004)
- CF21 Investment Adviser (5 Dec 2002 to 7 May 2004)
Peter William Rothe
IRN PXR08758
- SMF27 Partner (9 Dec 2019 to 29 Nov 2022)
- CF4 Partner (11 Dec 2018 to 8 Dec 2019)
Pierre-Marie Jean-Baptiste Alphonse D'Ornano
IRN PXD00300
- [FCA CF] Client dealing (since 7 Dec 2022)
Quentin John Savage
IRN QJS01000
- CF30 Customer (1 Nov 2007 to 26 Sep 2008)
- CF22 Investment Adviser (Trainee) (14 Mar 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Frans Hoyer (no longer appointed)
FRN 424173 · Appointed 21 Jan 2005 · Until 10 Sep 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.