Arete Research Services LLP

Date authorised
1 April 2013
Companies House
OC303210
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    10 Ely Place
    London
    EC1N 6RY
    UNITED KINGDOM
    Phone
    +4402079591300
    Web
    https://www.arete.net

  • Complaints Contact

    10 Ely Place
    London
    EC1N 6RY
    UNITED KINGDOM
    Phone
    +4402079591300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Share, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Blythe

    IRN RXB02814

    • CF30 Customer (24 Nov 2017 to 30 Aug 2018)
  • Richard Alan Kramer

    IRN RAK01032

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Dec 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Dec 2002 to 31 Oct 2007)
    • CF4 Partner (5 Dec 2002 to 8 Dec 2019)
    • CF3 Chief Executive (5 Dec 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Dec 2002 to 31 Oct 2007)
  • Robert Christopher Smithson

    IRN RCS01044

    • CF21 Investment Adviser (5 Dec 2002 to 9 Aug 2004)
    • CF13 Finance (5 Dec 2002 to 9 Aug 2004)
    • CF4 Partner (5 Dec 2002 to 9 Aug 2004)
  • Robert Gerard Phillips

    IRN RGP01030

    • CF28 Systems and controls (1 Nov 2007 to 7 Feb 2008)
    • CF30 Customer (1 Nov 2007 to 7 Feb 2008)
    • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
    • CF13 Finance (19 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (19 Oct 2006 to 7 Feb 2008)
  • Robert Keith

    IRN RXK00160

    • [FCA CF] Client dealing (since 4 Jan 2023)
  • Rocco Strauss

    IRN RXS02533

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Jun 2014 to 8 Dec 2019)
  • Samuel Alexander Lourensz

    IRN SXL10319

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Aug 2022)
    • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
  • Sanaya Knowle

    IRN SXK00283

    • [FCA CF] Client dealing (4 Jan 2021 to 3 Mar 2023)
  • Sasha Holland

    IRN SXH02525

    • CF30 Customer (6 May 2015 to 10 Jul 2015)
  • Scott Silver

    IRN SXS04186

    • SMF27 Partner (9 Dec 2019 to 8 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
    • CF4 Partner (25 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (29 Nov 2016 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Frans Hoyer (no longer appointed)

    FRN 424173 · Appointed 21 Jan 2005 · Until 10 Sep 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.