Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arete Research Services LLP (no longer approved here)

    FRN 219841

    • CF30 Customer (1 Nov 2007 to 7 Feb 2008)
    • CF28 Systems and controls (1 Nov 2007 to 7 Feb 2008)
    • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
    • CF13 Finance (19 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (19 Oct 2006 to 7 Feb 2008)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.