Arete Research Services LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Paul Malcolm
IRN SPM01114
- CF4 Partner (17 Jan 2012 to 4 Jan 2019)
- CF30 Customer (1 Nov 2007 to 5 Aug 2009)
- CF21 Investment Adviser (7 Jul 2003 to 31 Oct 2007)
THEODORE ROBERT HENRY BACHE
IRN TXB00214
- [FCA CF] Client dealing (6 Dec 2021 to 15 Mar 2023)
Tarran Peter Walker
IRN TPW01037
- SMF27 Partner (9 Dec 2019 to 23 Dec 2020)
- CF4 Partner (18 Nov 2009 to 8 Dec 2019)
Tayla Blair Botha
IRN TXB00195
- [FCA CF] Client dealing (15 Feb 2021 to 12 Feb 2025)
Timothy John Maunder-Taylor
IRN TJM01080
- CF4 Partner (10 Aug 2018 to 14 Jun 2019)
- CF30 Customer (10 Aug 2018 to 14 Jun 2019)
William Maunder Taylor
IRN WXM01285
- CF30 Customer (25 Aug 2011 to 31 Oct 2013)
William Noel Woodville Milner
IRN WXM01195
- CF30 Customer (1 Nov 2007 to 17 Dec 2018)
- CF4 Partner (19 Oct 2006 to 17 Dec 2018)
- CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
Yi Fei Wong
IRN YFW01000
- CF30 Customer (4 Dec 2008 to 26 Jul 2011)
Yi-Ling Liu
IRN YXL01041
- CF30 Customer (1 May 2008 to 24 Jul 2015)
Yogesh Jadhav
IRN YXJ01013
- CF30 Customer (1 Nov 2007 to 30 Nov 2008)
- CF22 Investment Adviser (Trainee) (10 Nov 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Frans Hoyer (no longer appointed)
FRN 424173 · Appointed 21 Jan 2005 · Until 10 Sep 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.