Stephen Paul Malcolm

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • [FCA CF] Manager of certification employee (1 Nov 2023 to 29 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2025)
    • CF30 Customer (6 Feb 2019 to 8 Dec 2019)
  • Arete Research Services LLP (no longer approved here)

    FRN 219841

    • CF4 Partner (17 Jan 2012 to 4 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 5 Aug 2009)
    • CF21 Investment Adviser (7 Jul 2003 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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