Arete Research Services LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Benjamin Scurlock
IRN BXS02256
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (24 Nov 2017 to 8 Dec 2019)
Brett William Simpson
IRN BXS01139
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 31 Jan 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (5 Dec 2002 to 8 Dec 2019)
- CF21 Investment Adviser (5 Dec 2002 to 31 Oct 2007)
Brian William Rusling
IRN BWR01016
- CF30 Customer (27 May 2010 to 14 Jan 2011)
- CF4 Partner (27 May 2010 to 14 Jan 2011)
Charlotte Lucy Perfect
IRN CLP01031
- SMF27 Partner (9 Dec 2019 to 13 Aug 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2021)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
- CF4 Partner (2 Sep 2019 to 8 Dec 2019)
Chris Bishop
IRN CXB01953
- [FCA CF] Client dealing (since 9 Aug 2022)
Conor John Frances O'Mara
IRN CJO01022
- CF21 Investment Adviser (5 Dec 2002 to 1 Aug 2005)
- CF4 Partner (5 Dec 2002 to 1 Aug 2005)
Daegal Tsang
IRN DXT01146
- CF30 Customer (30 Jun 2008 to 31 Mar 2010)
- CF4 Partner (20 Sep 2007 to 31 Mar 2010)
Dan Robin Gardiner
IRN DRG01060
- CF4 Partner (18 Jan 2011 to 31 Jul 2015)
- CF30 Customer (19 Feb 2009 to 31 Jul 2015)
David Malcolm Reynolds
IRN DMR01069
- CF4 Partner (18 Nov 2009 to 7 Nov 2018)
- CF30 Customer (1 Nov 2007 to 7 Nov 2018)
- CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
David Robert Mak
IRN DRM01193
- [FCA CF] Client dealing (since 19 Jul 2021)

Smaller firms operating under this firm's FCA authorisation.

Frans Hoyer (no longer appointed)
FRN 424173 · Appointed 21 Jan 2005 · Until 10 Sep 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.