Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Arete Research Services LLP
FRN 219841
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 31 Jan 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (5 Dec 2002 to 31 Oct 2007)
- CF4 Partner (5 Dec 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.