Arete Research Services LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Option (excluding a commodity option and an option on a commodity future), Share, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Devika Dipal Sanghvi
IRN DDS01053
- CF30 Customer (12 Mar 2019 to 8 Dec 2019)
Eleanor Kearney
IRN EXB00164
- [FCA CF] Client dealing (since 4 Jan 2021)
Elisha Luca Simonetti
IRN EXS00255
- [FCA CF] Client dealing (since 13 Oct 2022)
Elizabeth Ann Buckley
IRN EXB01071
- CF30 Customer (1 Nov 2007 to 31 Mar 2010)
- CF4 Partner (5 Dec 2002 to 31 Mar 2010)
- CF21 Investment Adviser (5 Dec 2002 to 31 Oct 2007)
Ernest Connan
IRN EXC00463
- [FCA CF] Client dealing (since 3 Dec 2025)
Frans Hoyer
IRN FXH01034
- CF21 Investment Adviser (24 Jan 2005 to 9 Feb 2006)
Frederik Strauss
IRN FXS00291
- [FCA CF] Client dealing (since 20 Nov 2025)
Hannah Kleiven
IRN HXK01637
- [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2022)
- CF30 Customer (28 Nov 2017 to 8 Dec 2019)
Harriet Newton Elizabeth Tory
IRN HNT01002
- CF10 Compliance Oversight (5 Dec 2002 to 18 Nov 2005)
- CF11 Money Laundering Reporting (5 Dec 2002 to 18 Nov 2005)
- CF4 Partner (5 Dec 2002 to 18 Nov 2005)
Harrison Barrett
IRN HXB01649
- [FCA CF] Client dealing (9 Dec 2019 to 25 Aug 2021)
- CF30 Customer (15 Oct 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Frans Hoyer (no longer appointed)
FRN 424173 · Appointed 21 Jan 2005 · Until 10 Sep 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.